In this article, our Regulatory expert, Leanna Bradshaw, explores what’s changing, why it matters and how firms can play an active role in shaping the new landscape. Getting ahead of this now isn’t ...
This ebook, based on the latest ZDNet / TechRepublic special feature, explores how you set up an analytics infrastructure that sees around corners and gives you options to avoid a head-on crash. Read ...
The industry body has argued against “prescriptive record keeping obligations” in favour of advisers using their professional judgement. According to the Financial Advice Association Australia (FAAA), ...
In a framework published in the Harvard Business Law Review on June 15, Heath Tarbert, Chairman of the Commodity Futures Trading Commission, broadly advocated financial regulation based on broader ...
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