The U.S. Court of Appeals for the Third Circuit entered an opinion in litigation involving Coinbase Global Inc. and the Securities and Exchange Commission. The federal appellate court explained that ...

James Chen, CMT is an expert trader, investment adviser, and global market strategist. Andy Smith is a Certified Financial Planner (CFP®), licensed realtor and educator with over 35 years of diverse ...

Explore the SEC’s registration criteria for hedge funds and the exemptions available for certain fund advisors.

The US Securities and Exchange Commission (SEC) on Jan. 5 launched a Crypto Task Force aimed at providing regulatory clarity for digital assets while balancing innovation and investor protection. On ...

“A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any assurance that the SEC considered Coinbase’s workability objections, nor ...